Full text of SIEBERT WILLIAMS SHANK & CO., LLC's X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, O.C. 20549 | 0MB APPROVAL<br>0MB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response: 12 | |---------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------| | | ANNUAL REPORTS | SEC FILE NUMBER | | | FORM X-17A-5 | | | | PART Ill | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | FILING FOR THE PERIOD BEGINNING | __<br>__<br>AND ENDING<br>Q_1_/_Q_1_/_2_2 | __<br>1_2_/_3_1_/2_2 __ | | | MM/0D/YY | MM/00/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME oF FIRM : Siebert Williams Shank & Co., LLC | | | [!] Broker-dealer<br>0 Check here if respondent is also an OTC derivatives dealer<br>100 Wall St., 18th Floor | O Security-based swap dealer<br>ADDRESS OF PR INCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 0 Major security-based swap participant | | | (No. and Street) | | | New York | New York | 10005 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Daniel Diaz | (646)775-4842 | ddiaz@siebertwilliams.com | | (Name) | (Area Code - Te lephone Number) | (Emai l Address) | | | B. ACCOUNTANT IDENTIFICATION | | | Grassi Advisors & Accountants | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>(Name - if individual, state last, first, and middle name) | | | 750 Third Avenue, 28th Floor | New York | NY<br>10017 | | (Address) | (City) | (State)<br>(Zip Code) | | 10/22/2003 | | 606 | | r<br>te of Regimatioo with PCAOB)(if applicable) | | I PCAOB Regimatioa Norn bee, if a ppllcable( | | | | | | | FOR OFFICIAL USE ONLY | | **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB** control **number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, Suzanne Shank | | | swear (or affirm) that, to the best of my knowledge and belief, the | | |------------------|--|----|----------------------------------------------…Read the full text as markdown