Full text of SIEBERT WILLIAMS SHANK & CO., LLC's X-17A-5 filed 2026-02-25 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 sec file number 8-49877 ## ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 12/31/25 01/01/25 FILING FOR THE PERIOD BEGINNING AND ENDING MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION # NAME OF FIRM: Siebert Williams Shank & Co., LLC TYPE OF REGISTRANT (check all applicable boxes): ■ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 100 Wall St., 18th Floor | | (No. and Street) | | | | |----------------------------------------------|------------------------------------------------------------|-----------------------|---------------------------|--| | New York | New York | | 10005<br>(Zip Code) | | | (City) | (State) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Daniel Diaz | (646)775-4842 | | ddiaz@siebertwilliams.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | Grassi Advisors & Accountants | (Name - if individual, state last, first, and middle name) | | | | | 360 Madison Ave. 7th Floor | New York | NY | 10017 | | | (Address) | (City) | (Zip Code)<br>(State) | | | | | | 606 | | | | 10/22/2003 | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | Suzanne Shank | | | , swear (or affirm) that, to the best of my knowledge and belief, the | | |---------------|--|--|------------------------------------------------------------------------------|-------| | | | | financial report pertaining to the firm of Siebert Williams Shank & Co., LLC | as of | | | | | 2 025 | | partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classi…Read the full text as markdown