Full text of TRADEWEB L.L.C's X-17A-5 filed 2022-03-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **Tradeweb LLC** (SEC I.D. No. 8-49994) STATEMENT OF FINANCIAL CONDITION AS OF DECEMBER 31, 2021, AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Filed pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a PUBLIC DOCUMENT. {1}------------------------------------------------ | | PUBLIC | |--|--------| |--|--------| UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OM8AJIPIIOVAl | | |-----------------------------|--| | 01.18 Number. 3B!>-01H | | | h pi•co: Oct. 31, 2023 | | | f,tim>~ d >ver>;,: b urdcft | | | ho,m pet ,e:_.<br>12 | | | SEC fil.£ NUMBER | | | 8-49994 | | ANNUAL REPORTS ### FORM X-17A-5 PART Ill FACING PAGE In formation Re quired Pursuant t o Ru les 17a-S, 17a-12, a n d 18a-7 und er t he Serurities Exchange Act o f 1934 FILING FOR THE PERIOD BEGINNING 0 1/01 /21 MM/ 00/YY AND ENDING 12/31 /21 MM/00/YY A. REGISTRANT IDENTIFICATION NAME oF FIRM: Tradeweb LLC TYPE OF REGISTRANT (check all applicable boxes): l!l Broker-dealer D Security-based swap dealer D Major security-based swap participant 0 Ched< here if respondent ls **also an** OTC derivatives dnler ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 1177 Avenue of the Americas (No. **and** Stre et) New York NY 10036 (CCVI (State) (Zip code) PERSON TO CONTACT WITH REGARD TO THIS FILING Jonathan Pittinsky 646-430-6092 (Name) (Atu COde- Telephorw Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filin~ Deloitte & T ouche LLP **(Name** -if ind'Mdual, mte ~st, fim , **and** middle name) 30 Rockefeller Plaza New York NY 10012 (Address) (City) (State) (ZipCOdel 10/20/2003 34 r· ........... -""°' , .. \_ ... , FOR OFAOAL us• ONL V '""''" ...... - •= ...... , ...... , <sup>1</sup>• Cla ims for exemption from the requirement that the annual reports be covered by the reportS of an independent public accountant must **be** supported by **a** statement of facu and arcumstances relied on as the baSIS of the &emption. See 17 CfR 240.17a-5(e)(l )(ii), if appbcabl«. Persons who a re to respond to the coneaion of information contained in this fo,m are not required to respond u nless the fo,m disp~ys a currently valid OMIS control number. {2}------------------------------------------------ # Deloitte. **Deloitte & Touche LLP** 30 Rockefeller Plaza New York, NY 10112-0015 USA Tel: +1 212 492 4000 Fax: +1 212 489 16…Read the full text as markdown