Full text of TRADEWEB L.L.C's X-17A-5 filed 2023-03-01 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Tradeweb Direct LLC (SEC I.D. NO. 8-52278) Statement of Financial Condition as of December 31, 2022, and Report of Independent Registered Public Accounting Firm Filed pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as a Public Document {1}------------------------------------------------ | | | PUBLIC | | | | | |--------------------------------------------------------------------------------------------------------------|-----------------------------------|-----------------------|------------------------------------------------------------|---------------------------------|-----------------------------|--| | UNITED STATES | | | | | OMB APPROVAL | | | SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | | | OMB number:<br>3235-0123 | | | | | | | | Expires: Oct 31, 2023 | | | | | | | | Estimated average<br>burden | | | Annual Reports | | | | | hours per response:<br>12 | | | Form X-17A-5<br>Part III | | | | | | | | | | | | | SEC FILE NUMBER<br>8-52278 | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange<br>Act of 1934 | | FACING PAGE | | | | | | FILING FOR THE PERIOD<br>BEGINNING | 01/01/2022<br>MM/DD/YY | AND ENDING | | | 12/31/2022<br>MM/DD/YY | | | | A. | | REGISTRANT IDENTIFICATION | | | | | NAME OF<br>Tradeweb Direct LLC<br>FIRM: | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | | · Broker-dealer | | | | Security-based swap dealer | | | | □ Check here if respondent is<br>also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 1177 Avenue of the Americas | | | | | | | | | | (No. and Street) | | | | | | New York | | | NY | | 10036 | | | | (City) | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Jonathan Pittinsky | 646-430-6092 | | | jonathan.pittinsky@tradeweb.com | | | | (Name) | (Area Code - Telephone<br>Number) | | (Email Address) | | | | | | | | B. Accountant Identification | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | Deloitte & Touche LLP | | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 30 Rockefeller Plaza | | New York | NY | | 10012 | | | (Address) | | (City) | (State) | | (Zip Code) | | | 10/20/2003 | | | | 34 | | | | (Date of Registration with PCAOB)(if<br>(PCAOB Registra…Read the full text as markdown