ROGAN & ASSOCIATES, INC. X-17A-5 (2020-02-24) — Broker-dealer annual report

Full text of ROGAN & ASSOCIATES, INC.'s X-17A-5 filed 2020-02-24 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: ROGAN & ASSOCIATES, INC.
• Form: X-17A-5
• Filed: 2020-02-24
• Period: 2019-12-31
• Accession: 0001034263-20-000001
• CIK: 1034263
• File #: 8-49995
• Material weakness: No
• Auditor: Assurance Dimensions
• Auditor location: Mergate, FL
• Contact: Ana R. Carter
• Phone: 813-442-1645
• Signed by: Ana R. Carter (FINOP)

Document text (excerpt)

X-17A-5 0001034263 XXXXXXXX LIVE false false false 01-01-2019 12-31-2019 Broker-dealer N ROGAN & ASSOCIATES, INC. 200 9TH AVENUE. NORTH SUITE 100 SAFETY HARBOR FL 34695-3500 Ana R. Carter 813-442-1645 Assurance Dimensions 2000 Banks Road Suite 218 Mergate FL 33063 Certified Public Accountant Ana R. Carter ROGAN & ASSOCIATES, INC. 12-31-2019 Ana R. Carter FINOP Y

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Other filings by this registrant

• X-17A-5 — 2025-03-27
• X-17A-5 — 2024-04-01
• X-17A-5 — 2023-02-27
• X-17A-5 — 2022-02-24
• X-17A-5 — 2021-02-26
• X-17A-5/A — 2020-03-04
• X-17A-5 — 2019-02-28
• X-17A-5/A — 2018-03-13
• X-17A-5 — 2018-03-01
• X-17A-5 — 2017-03-01
• X-17A-5 — 2016-02-26
• X-17A-5 — 2015-03-03

Original filing on SEC EDGAR (source of record)