Full text of ROGAN & ASSOCIATES, INC.'s X-17A-5 filed 2025-03-27 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-49995 # **ANNUAL REPORTS FORM X-17A-S PART Ill** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | ___ | __<br>__<br>1_2_/_3_1_/2_<br>0_1_/0_1_/_2_4<br>AND ENDING | | | | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------|-----------------------------------------------------------|-----------------------------------------|--|--|--|--|--| | | MM/DD/YY | | __<br>4<br>MM/DD/YY | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | _______<br>_____<br>R_o_g_a_n_&_A_s_s_o_c_ia_t_e_s_, _I n_c_.<br>_ _<br>NAME oF FIRM : | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes}:<br>0 Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | | D Major security-based swap participant | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.} | | | | | | | | | | 200 9th Avenue North, Suite 100 | | | | | | | | | | | (No . and Street) | | | | | | | | | Safety Harbor | | FL | 34695 | | | | | | | (City) | | (State)<br>(Zip Code) | | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | Ana R. Carter | 813-442-1645 | ana@roganfinancial.com | | | | | | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | | | Assurance Dimensions | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | | | 2000 Banks Road, Suite 218 | Margate | | 33063<br>FL | | | | | | | (Address) | (City) | | (State)<br>(Zip Code) | | | | | | | 04/13/2010 | | 5036 | | | | | | | | rt• of<br>Reg;m,tioo w;th PCAOBl(;f apphcablel | | I<br>(PCAOB Reg,matioo N"mbe<, ;f apphcableJ | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | * Claims for exemption from the re…Read the full text as markdown