Full text of TRIPLETREE, LLC's X-17A-5 filed 2023-02-16 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB APPROVAL | | |---------------------------|--| | OMB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response:<br>12 | | | | | # ANNUAL REPORTS FORM X-17A-5 PART III SEC FILE NUMBER 8-50015 #### FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | 01/01/2022<br>MM/DD/YY | AND ENDING | 12/31/2022<br>MM/DD/YY | | | | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------|-------------------------------------------------|--|--|--|--| | A. REGISTRANT IDENTIFICATION | | | | | | | | | NAME OF FIRM: Triple Tree, LLC | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>@ Broker-dealer Security-based swap dealer Major security-based swap participant<br>Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | | | | | | | | | | 8200 Normandale Lake Blvd, 7th Floor | | | | | | | | | | (No. and Street) | | | | | | | | Minneapolis | MN | | 55437 | | | | | | (City) | (State) | | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING<br>Gabrielle Halprin<br>(Name) | (Area Code - Telephone Number) (Email Address) | | (504) 533-7377 gabrielle.halprin@capitalone.com | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Keiter | (Name - if individual, state last, first, and middle name) | | | | | | | | | | | | | | | | | 4401 Dominion Blvd | Glen Allen | VA | 23060 | | | | | | (Address) | (City) . | (State) | (Zip Code) | | | | | | 10/22/2003 | | 80 | | | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | * Claims for exemption from the requirement that the annual reports of an independent public<br>accountant must be supported by a statement of facts and circumstances relied on as the hasis of the exempt…Read the full text as markdown