Full text of TRIPLETREE, LLC's X-17A-5 filed 2025-02-14 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number 3235-0123 Expires Nov 30, 2026 Estimated average burden hours per response 12 | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART Ill | SEC FILE NUMBER 8-50015 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | __<br>___<br>0_1_/0_1_/2_4 | AND ENDING | ___<br>__<br>_<br>1_2_/3_1_/2_4 | | | | |--------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|---------------------------------------------|--|--|--| | | MM/DD/VY | | MM/DD/VY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | Triple Tree, LLC<br>NAME OF FIRM: | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[!] Broker-dealer<br>D Check here 1f respondent Is also an OTC denvat1ves dealer | D Security-based swap dealer | D MaJor security-based swap part1c1pant | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 8200 Normandale Lake Blvd., 7th Floor | | | | | | | | | (No and Street) | | | | | | | Minneapolis | MN | | 55437 | | | | | (City) | (State) | | (Ztp Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Gabrielle Halprin | (504) 533-7377 | | gabrielle.halprin@capitalone.com | | | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | Keiter | | | | | | | | | (Name - 1f 1nd1v1dual, state last, first, and middle name) | | | | | | | | Glen Allen | VA | 23060 | | | | | 4401 Dominion Blvd. | (City) | (State) | (Ztp Code) | | | | | (Address)<br>10/22/2003 | | 80 | | | | | | rte of Reg,strntooe w,th PCAOB )(,f apphcable) | | | (PCAOB Reg,strntooo Nombe,, ,f apphcable) I | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | | | CFR 240 17a-5(e)(1)(11), 1f applicable. **Persons who are to respond to the collect1on of information contained in this form are not required to respond unless t…Read the full text as markdown