Full text of DOMINION PARTNERS, L.C.'s X-17A-5 filed 2023-01-24 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | | UMB APPROVAL | | |-----------------|-------------------------------------------------------|--| | | OMB Number: 3235-0123<br>Expires: Oct. 31, 2023 | | | | Estimated average burden<br>hours per response:<br>12 | | | SEC FILE NUMBER | | | | | -50074 | | # ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ AND ENDING MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: artners TYPE OF REGISTRANT (check all applicable boxes): x Broker-dealer □ Check here if respondent is also an OTC derivatives dealer Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) (No. and Street) 23060 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Cimoneure Color (Name) (Area Code - Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* (Name – if individual, state last, first, and middle name) ominion 3060 (Address) (City) (State) (Zip Code) 80 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accounted in and in the rican the annual reports of an eports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION 1, 2 reder ock 7. No. s che d d financial pertaining to the firm of \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_…Read the full text as markdown