Full text of DOMINION PARTNERS, L.C.'s X-17A-5 filed 2024-01-26 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549  # ANNUAL REPORTS FORM X-17A-5 PART III 8-50074 FACING PAGE | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | |--------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | FILING FOR THE PERIOD BEGINNING<br>MM/DD/YY | 3<br>AND ENDING | | A. REGISTRANT IDENTIFICATION | MM/DD/YY | | | | | dominion<br>NAME OF FIRM: | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Z. Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | ് Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | 4801<br>Cox<br>Sin ites | 104 | | (No. and Street) | | | tim | 3060 | | (City)<br>(State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | harles Moncure<br>804-418-626 | noncurela dominion | | (Name)<br>(Area Code - Telephone Number) | (Email Address) | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | (Name - if individual, state last, first, and middle name) | | | nibion | 3060 | | (Address)<br>(City) | (State)<br>(Zip Code) | | | XXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXXX | | (Date of Registration with PCAOB)(if applicable) | (PCAOB Registration Number, if applicable) | | FOR OFFICIAL USE ONLY | | | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1){ii}, if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION Naschald Fraderick I f | | and the country of the country of the county of the first of the first of | Swear (or affirm) that, to the best of my knowledge and belief, the | | | |---------------…Read the full text as markdown