Full text of LOOP CAPITAL MARKETS LLC's X-17A-5 filed 2021-03-19 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Loop Capital Markets LLC** Statement of Financial Condition December 31, 2020 With Report of Independent Registered Public Accounting Firm FILED as PUBLIC information pursuant to Rule 17a-5(d) under the Securities Exchange Act of 1934. {1}------------------------------------------------ **UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: 3235-0123 Expires: 0DUPCFS Estimated average burden ## hours per response.. . . . . 12.00 **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** | SEC FILE NUMBER | |-----------------| | | | 50140<br>8- | **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | | 01/01/2020<br>REPORT FOR THE PERIOD BEGINNING______________________________ AND ENDING______________________________ | | 12/31/2020 | |-------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------|------------------------------------------------| | | MM/DD/YY | | MM/DD/YY | | | A.<br>REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: | Loop Capital Markets LLC | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | FIRM I.D. NO. | | | | 111<br>W.<br>Jackson<br>Blvd.<br>___________________________________________________________________________________________________________________ | Suite<br>1901 | | | | (No. and Street) | | | | Chicago | IL<br>___________________________________________________________________________________________ | | 60604<br>__________________________ | | (City) | (State) | | (Zip Code) | | James Reynolds | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>_____________________________________________________________________________________________________________________ | | 312-913-4900<br>(Area Code – Telephone Number) | | | B.<br>ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | RSM<br>US<br>LLP<br>_____________________________________________________________________________________________________________________ | | | | | (Name – if individual, state last, first, middle name) | | | | 30<br>South<…Read the full text as markdown