Full text of LOOP CAPITAL MARKETS LLC's X-17A-5 filed 2023-03-30 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition December 31, 2022 With Report of Independent Registered Public Accounting Firm (SEC I.D. No. 8-50140) Filed as PUBLIC information pursuant to Rule 17a-5(d) under the Securities Exchange Act of 1934 and in accordance with Regulation 1.10(g) under the Commodity Exchange Act. {1}------------------------------------------------ {2}------------------------------------------------ | James Reynolds | swear (or affirm) that, to the best of my knowledge and belief, the | |------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------| | tinancial report pertaining to the firm of Loop Capital Markets LLC | as of | | December 31 | 2 022 | | as that of a customer. | partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any accoynt classified solely | | OFFICIAL SEAL<br>Winona J Randolph<br>NOTARY PUBLIC, STATE OF ILLINOIS<br>MY COMMISSION EXPIRES 01/30/2024 | Signature<br>litté:<br>Chairmah & CEO | - - - - - - - - - - - - - - - - - - - - - - - - - - - {3}------------------------------------------------ | Contents | | |----------|--| |----------|--| | Report of Independent Registered Public Accounting Firm | | | | |---------------------------------------------------------|---------|--|--| | Audited Statement of Financial Condition | | | | | Statement of Financial Condition | 2 | | | | Notes to Statement of Financial Condition | 3<br>16 | | | {4}------------------------------------------------  757 Third Ave., 9th Floor New York, NY 10017 T 212.599.0100 F 212.370.4520 #### GRANT THORNTON LLP REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Member and Board of Managers Loop Capital Markets, LLC #### Opinion on the financial statements We have audited the accompanying statement of financial condition of Loop Capital Markets, LLC (a Delaware single member limited liability corporation) (the Company) as of December 31, 2022, and the related notes (collectively referred to as the financial statements). In our opinion, the financial statements present fairly, in all material respects, the financial position of the Company as of December 31, 2022 in conformity with accounting principles generally accepted in the United States of America…Read the full text as markdown