Full text of LIQUIDITY FINANCE LP's X-17A-5 filed 2022-04-14 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES | | 0MBAPPR0VAL | | | |--------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|------------|----------------------------------------------------|--|--| | | SECURITIES AND EXCHANGE COMMISSION | | 0MB Number: 3235·0123 | | | | PUBLIC<br>Washington, D.C. 20S49 | | | Expires: Oct. 31, 2023<br>Estimated average burden | | | | | | | hours per response: 12 | | | | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | | FORM X-17A-S | | 8-69266 | | | | | PART Ill | | | | | | | | | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | | | | | | FILJNG FOR THE PERIOD BEGINNING | ________<br>01/01/21 | ANO ENDING | ________<br>12/31/21<br>_ | | | | | MM/DD/VY | | MM/DD/VY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: | ___________________________<br>Liquidity Finance LP | | _ | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | Iii Broker-deafer | □ Security-based swap dealer<br>□ Check here if respondent Is also an OTC derivatives deafer | | □ Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P .0. box no.) | | | | | | 2 Greeenwlch Office Park, Suite 150 | | | | | | | | (No. and Street) | | | | | | Greenwich | CT | | 06831 | | | | (Cty) | (State) | | (Zip Code} | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | J. Clarke Gray | 917-238-1263 | | Clarke@taylorgray(lc.com | | | | (Name) | (Area Code - Tefephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• | | | | | | Raich Ende Malter & Co. LLP | | | | | | | | (Name - if fndMdual, state fast, first, and middle name) | | | | | | 1375 Broadway | NewYork | NY | 10018 | | | | (Address) | (City) | (State} | (Zfp Code) | | | | 6/23/04 | | 50 | | | | | (Date of Registration with PCAOB)(ff applicable) | | | (PCAOB Registration Number, if applicable) | | | | | FOR 0FFIOAL USE ONLY | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the ex…Read the full text as markdown