Full text of LIQUIDITY FINANCE LP's X-17A-5 filed 2021-03-31 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITEDSTATES | | 0MB APPROVAL | |----------------------------------------------|---------------------------------------------------------------------------|--------------------------------------|----------------------------------------------------------| | | SECURITIES AND EXCHANGE COMMISSION | | 0MB Number.<br>3235-0123 | | PUBLIC | Washington, D.C. 20549 | | Expires:<br>October 31, 2023<br>Estimated average burden | | | ANNUAL AUDITED REPORT | | hours per response 12.00 | | | FORM X-17A-5 | | | | | PART Ill | | SEC FILE NUMBER | | | | | B-69266 | | | FAC ING PAGE | | | | | Information Required of Brokers and Dealers Pursuant to Section 17 of the | | | | | Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | | | REPORT FOR THE PERIOD BEGfNNING_ | o_1_1_0 _11_2_0_2_o _<br>_ | __<br>AND ENDING_ 1 _2/_3_1_/2_0_2_0 | ___<br>_ | | | MM/DD/VY | | MM/ 00/YY | | | A. REGISTRANT IDENTIFICATION | | | | N AME OF BROKER-DEALER: Liquidity Finance LP | | | OFFICIAL USE ONLY | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | FIRM I.D. NO. | | 590 Madison Ave, 21st Floor | | | | | | (No. and Street) | | | | New York | N.Y. | | 10022 | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | J. Clarke Gray | | | 917-238-1263 | | | | | {Area Code - Telephone Number) | | | B. ACCOUNT ANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | Raich Ende Malter & Co. LLP | | | | | | (Name - if individual, state last. first, middle name) | | | | 1375 Broadway | New York | N.Y. | 10018 | | (Address) | (City) | (State) | (Zip Code) | | CH ECK ONE: | | | | | I | | | | | ✓<br>Certified Pub I ic Accountant | | | | | Public Accountant | | | | | B | Accountant not resident in United States or any of its possessions. | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240. l 7a-5(e)(2)* > **Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** SEC 1410 (11-05) {1}---------------------------…Read the full text as markdown