Full text of M HOLDINGS SECURITIES, INC.'s X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ (A Wholly Owned Subsidiary of M Financial Holdings Incorporated) Financial Statements and Supplementary Information Pursuant to SEC Rule 17a-5 December 31, 2021 and 2020 (With Report of Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ ## **hE/d^dd^ ^hZ/d/^Ey,E'KDD/^^/KE tĂƐŚŝŶŐƚŽŶ͕͘͘ϮϬϱϰϵ** KDWWZKs> KDEƵŵďĞƌ͗ϯϮϯϱͲϬϭϮϯ džƉŝƌĞƐ͗KĐƚ͘ϯϭ͕ϮϬϮϯ ƐƚŝŵĂƚĞĚĂǀĞƌĂŐĞďƵƌĚĞŶ ŚŽƵƌƐƉĞƌƌĞƐƉŽŶƐĞ͗ # **EEh>ZWKZd^ &KZDyͲϭϳͲϱ WZd///** ^&/>EhDZ ϴͲϲϳϮϬϲ **&/E'W'** **/ŶĨŽƌŵĂƚŝŽŶZĞƋƵŝƌĞĚWƵƌƐƵĂŶƚƚŽZƵůĞƐϭϳĂͲϱ͕ϭϳĂͲϭϮ͕ĂŶĚϭϴĂͲϳƵŶĚĞƌƚŚĞ^ĞĐƵƌŝƚŝĞƐdžĐŚĂŶŐĞĐƚŽĨϭϵϯϰ** | | &/>/E'&KZd,WZ/K'/EE/E' | ϬϭͬϬϭͬϮϭ<br>DDͬͬzz | | EE/E'ϭϮͬϯϭͬϮϭ | | DDͬͬzz | | | | |------------------------|---------------------------------------------------------------------------------------------------------------------------------|--------------------|---------------------------------------------------|-------------------------------------|-------|-----------------------|--|--|--| | ͘ Z'/^dZEd/Ed/&/d/KE | | | | | | | | | | | | EDK&&/ZD͗ͺͺͺͺͺD&ŝŶĂŶĐŝĂů^ĞĐƵƌŝƚŝĞƐDĂƌŬĞƚŝŶŐ͕/ŶĐ͘ͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺ | | | | | | | | | | ܆<br>9<br>ƌŽŬĞƌͲĚĞĂůĞƌ | dzWK&Z'/^dZEd;ĐŚĞĐŬĂůůĂƉƉůŝĐĂďůĞďŽdžĞƐͿ͗<br>܆^<br>ĞĐƵƌŝƚLJͲďĂƐĞĚƐǁĂƉĚĞĂůĞƌ<br>܆ ŚĞĐŬŚĞƌĞŝĨƌĞƐƉŽŶĚĞŶƚŝƐĂůƐŽĂŶKdĚĞƌŝǀĂƚŝǀĞƐĚĞĂůĞƌ | | ܆ | DĂũŽƌƐĞĐƵƌŝƚLJͲďĂƐĞĚƐǁĂƉƉĂƌƚŝĐŝƉĂŶƚ | | | | | | | | Z^^K&WZ/E/W>W>K&h^/E^^͗;ŽŶŽƚƵƐĞĂW͘K͘ďŽdžŶŽ͘Ϳ | | | | | | | | | | | ϭϭϮ5EtŽƵĐŚ^ƚƌĞĞƚ͕^ƵŝƚĞϵϬϬ | | ;EŽ͘ĂŶĚ^ƚƌĞĞƚͿ | | | | | | | | WŽƌƚůĂŶĚ | KZ | | | | ϵϳϮϬϵ | | | | | | ;ŝƚLJͿ | ;^ƚĂƚĞͿ | | | ;ŝƉŽĚĞͿ | | | | | | | ;EĂŵĞͿ | WZ^KEdKKEddt/d,Z'ZdKd,/^&/>/E'<br>DĂƌŝĂZŽŐĞƌƐϱϬϯͲϰϭϰͲϳϮϲϬ | | ;ƌĞĂŽĚĞʹdĞůĞƉŚŽŶĞEƵŵďĞƌͿ | ;ŵĂŝůĚĚƌĞƐƐͿ | | ŵĂƌŝĂ͘ƌŽŐĞƌƐΛŵĨŝŶ͘ĐŽŵ | | | | | | | | ͘ KhEdEd/Ed/&/d/KE | | | | | | | | | /EWEEdWh>/KhEdEdǁŚŽƐĞƌĞƉŽƌƚƐĂƌĞĐŽŶƚĂŝŶĞĚŝŶƚŚŝƐĨŝůŝŶŐΎ<br>ĂŬĞƌdŝůůLJ | h^͕>>W | | | | | | | | | | | | ;EĂŵĞʹŝĨŝŶĚŝǀŝĚƵĂů͕ƐƚĂƚĞůĂƐƚ͕ĨŝƌƐƚ͕ĂŶĚŵŝĚĚůĞŶĂŵĞͿ | | | | | | | | ;ĚĚƌĞƐƐͿ | KŶĞWĞŶŶWůĂnjĂ͕^ƵŝƚĞϯϬϬEĞǁzŽƌŬ | ;ŝƚLJͿ | | ;^ƚĂƚĞͿ | | ;ŝƉŽĚĞͿ<br>EzϭϬϭϭϵ | | | | | | KĐƚŽďĞƌϮϮ͕ϮϬϬϯ<br>ͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺͺ | | | | Ϯϯ | | | | | | | ;ĂƚĞŽĨZĞŐŝƐƚƌĂƚŝŽŶǁŝƚŚWKͿ;ŝĨĂƉƉůŝĐĂďůĞͿ | | | ;WKZĞŐŝƐƚƌĂƚŝŽŶEƵŵďĞƌ͕ŝĨĂƉƉůŝĐĂďůĞͿ | | | | | | | | ΎůĂŝŵƐĨŽƌĞdžĞŵƉƚŝŽŶĨƌŽŵƚŚĞƌĞƋƵŝƌĞŵĞŶƚƚŚĂƚƚŚĞĂŶŶƵĂůƌĞƉŽƌƚƐďĞĐŽǀĞƌĞĚďLJƚŚĞƌĞƉŽƌƚƐŽĨĂŶŝŶĚĞƉĞŶĚĞŶƚƉƵďůŝĐ | | &KZK&&//>h^KE>z | | | | | | | ĂĐĐŽƵŶƚĂŶƚŵƵƐƚďĞƐƵƉƉŽƌƚĞĚďLJĂƐƚĂƚĞŵĞŶƚŽĨĨĂĐƚƐĂŶĚĐŝƌĐƵŵƐƚĂŶĐĞƐƌĞůŝĞĚŽŶ…Read the full text as markdown