Full text of M HOLDINGS SECURITIES, INC.'s X-17A-5 filed 2023-03-01 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ (A Wholly Owned Subsidiary of M Financial Holdings Incorporated) Financial Statements and Supplementary Information Pursuant to SEC Rule 17a-5 December 31, 2022 and 2021 (With Report of Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-50214 | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART Ill | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | 01/01/22<br>MM/DD/VY | AND ENDING | | 12/31/22<br>MM/DD/VY | | | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------|---------------------|--------------------------------------------|----------------------|--|--|--|--|--| | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | __<br>NAME OF FIRM:<br>M_H_o_ld_i_n_gs_S_e_c_u_r_it_ie_s,~l_n_c_. | | ___________________ | | _ | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>□ Security-based swap dealer<br>□ Major security-based swap participant<br>□ Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | | | 1125 NW Couch Street, Suite 900<br>(No. and Street) | | | | | | | | | | | Portland<br>OR | | | 97209 | | | | | | | | (City)<br>(State) | | (Zip Code) | | | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | | 503-414-7260<br>Maria Rogers<br>maria.rogers@mfin.com | | | | | | | | | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | | | Baker Tilly US, LLP | | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | | | | (Address) 225 South Sixth Street, Suite 2300 | (City) | Minneapolis | (Stat~MN | (Zip Code) 55402 | | | | | | | October 22 2003 | | 23 | | | | | | | | | | | | I<b…Read the full text as markdown