Full text of SAMSUNG SECURITIES (AMERICA), INC.'s X-17A-5 filed 2025-02-26 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Samsung Securities (America), Inc.** (A Wholly-Owned Subsidiary of Samsung Securities Co., Ltd.) # ST A TEMENT OF FINANCIAL CONDITION AS OF DECEMBER 31, 2024 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM \*\*\*\*\*\*\* Filed pursuant to Rule l 7a-5( e) under the Securities Exchange Act of 1934 as a PUBLIC DOCUMENT. {1}------------------------------------------------ ## **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART Ill** **FACING PAGE** | 0MB APPROVAL | | |--------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: 12 | | | SEC FILE NUMBER | | | | | 8-50272 **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 01/01/2024 AND ENDING 12/31/2024 ---- M--'--M -/D \_\_\_ D\_/ \_YY\_\_\_ ----M-'-- M- /,\_D-D/.,...Y\_Y \_\_ \_ **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Samsung Securities (America), Inc. TYPE OF REGISTRANT (check all applicable boxes): I!!! Broker-dealer D Security-based swap dealer D Major security-based swap participant 0 Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 1330 Avenue of the Americas, 10th Floor New York (City) (No. and Street) NY (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 10019 (Zip Code) Sewon Oh 212-972-2242 sewon.oh@samsungfn.com # **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* (Name) (Area Code - Telephone Number) (Email Address) | Sejong LLP | | | | |------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------|------------| | | (Name - if individual, state last, first, and middle name) | | | | 65 Challenger Road, Suite 250 | Ridgefield Park | NJ | 07660 | | (Address) | (City) | (State} | {Zip Code) | | 08/16/2011 | | 5519 | | | (PCAOB Registration Number, if applicable)<br>(Date of Registration with PCAOB)(if applicable) | | | | | | FOR OFFICIAL USE ONLY | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis o…Read the full text as markdown