Full text of SAMSUNG SECURITIES (AMERICA), INC.'s X-17A-5 filed 2026-02-25 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **Samsung Securities (America), Inc.** (A Wholly-Owned Subsidiary of Samsung Securities Co., Ltd.) ## STATEMENT OF FINANCIAL CONDITION AS OF DECEMBER 31, 2025 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM ····••\* Filed pursuant to Rule 17a-5(e) under the Securities Exchange Act of 1934 as a PUBLIC DOCUMENT. {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ## **ANNUAL REPORTS FORM X-17A-5 PART Ill** | Estimated average burden<br>hours per response: 12 | | | |----------------------------------------------------|--|--| | SEC FILE NUMBER | | | | 8-50272 | | | ## **FACING PAGE Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 01/01/2025 AND ENDING 12/31/2025 MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Samsung Securities (America), Inc. TYPE OF REGISTRANT (check all applicable boxes): !!I Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 1330 Avenue of the Americas, 10th Floor New York (City) {No. and Street) NY (State) 10019 {Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Jiyoung Jung 212-972-2242 jiyoung.jung@samsungfn.com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Sejong LLP {Name - if individual, state last, first, and middle name) | 65 Challenger Road, Suite 250 | Ridgefield Park | NJ | 07660 | |--------------------------------------------------|-----------------|---------|--------------------------------------------| | {Address) | (City) | (State) | (Zip Code) | | 08/16/2011 | | 5519 | | | {Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | #### **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S{e){l)(ii), if applicable. **Persons who are…Read the full text as markdown