Full text of NEXTREND SECURITIES, INC.'s X-17A-5 filed 2022-03-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 > ANNUAL REPORTS FORM X-17A-5 PART III OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER MM/DD/YY 8-50378 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 filing for the period beginning 01/01/21 MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Nextrend Securities, Inc. TYPE OF REGISTRANT (check all applicable boxes): ල Broker-dealer [] Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant and ending 12/31/21 ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # State of Texas Address Confidentiality | | (No. and Street) | | | | |-----------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------------------------------|--------------------------------------------|--| | Austin | Texas | | 78711 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Mark Cherlin | 214-668-1133 | mcherlin@nextrendsecurities.com | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Jennifer Wray CPA PLLC | (Name - if individual, state last, first, and middle name) | | | | | 800 BonaventureWay #168 Sugar Land | | TX | 77479 | | | (Address) | (City) | (State) | (Zip Code) | | | 11/30/2016 | | 6328 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5{e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | Mark Cherlin | swear (or affirm) that, to the best of my knowledge and belief, the | | |---------------------------------------…Read the full text as markdown