Full text of NEXTREND SECURITIES, INC.'s X-17A-5 filed 2024-01-10 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | ___<br>__<br>0_1_/0_1_/_2_3 | AND ENDING | __ | __<br>1_2_/_3_1_/2_3 | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|----------------------------------|----------------------------------------------|--| | | MM/DD/VY | | | MM/DD/VY | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME oF FIRM : _N_e_x_T_r_e_n_d_S_e_c_u_r_iti_e_s_, _I n_c_. | | ___________ | | _ | | | TYPE OF REGISTRANT (check all applicable boxes):<br>•<br>C!J Broker-dealer<br>Security-based swap dealer<br>D Check here if respondent is also an OTC derivatives dealer | | D Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | State of Texas Address Confidentiality | | | | | | | | (No. and Street) | | | | | | Austin | TX | | | 78711 | | | (City) | (State) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Mark Cherlin | (214) 668-1133 | | mcherlin@nextrend securities.com | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | Sanville & Company CPA | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 325 N. Saint Paul St., #3100 | Dallas | | TX | 75201 | | | (Address) | (City) | | (State) | (Zip Code) | | | 09/18/03 | 169 | | | | | | rte of Reg;,tcatioo w;th PCAOB)lif applicable I | | | | (PCAOB Reglstcat;oo N,mbec, if appl i<a blel | | | | FOR OFFICIAL USE ONLY | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)…Read the full text as markdown