Full text of CU INVESTMENT SOLUTIONS LLC's X-17A-5 filed 2025-11-24 (period 2025-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington,** D.C. **20549** # **ANNUAL REPORTS FORM X-17A-5 PARTIII** | 0MB APPROVAL. | |---------------------------| | . OMS Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated averilge burden | | hours per response: 12 | SEC AL£ NUMBER a,,.01-50400 **FACING PAGE** Information Required Pursuant to Rules 17a-S, 17&•12, and 18a.7 under the Securities Exchange Act of 1934 **FILING·FOR** THE **PERIOD.BEGINNING 10/01/2024** . **AND ENDING 09/30/2025** **MM/DD/VY** **MM/DD/VY** **A, REGISTRANT IDENTIFICATION** NAME OF F.IRM:CU Investment Solutions, LLC TYPE OF **REGISTRANT (check** all **applicable boxes):** 0 Broker-dealer D Security-based swap dealer 0 Major security•based swap participant D chec;k here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not !,lse a P.O. box no.) 8500 W 110th Street, Suite 650 | | | (No. and Street) | | | | |--------------------------------------------------------------------------|--|-----------------------------------------------------------------|-----------------|---------------------|--| | Overland Park- | | KS | | 66210 | | | (City) | | {State) | | .(Zip Code) | | | PERSON TO CONTACT WITH REGARDTO THIS FILING | | | | | | | Matthew Jackson | | 913.,912-5235· | | mjackson@cu-isi.org | | | (Naroe} | | (Area Code-Telephone Number) | (Email Address} | | | | | | B ACCOUN.TANT· IDENTIFJCATION | | | | | IND.EPENDENTPUBUC ACCOUNTANT whose reports are contained in this filing* | | | | | | | Forvis Mazars, LLP | | | | | | | | | (ll!c1me ~ if individual, state fast, first, and middle narrie) | | | | | 1201 Walnut | | .street, Suite 1700 Kansas City | MO | 64106 | | | (Address} | | (City) | {State) | (Zip Code) | | | 10/16/2003 | | | 686 | | | | r·••of .,.,. ••• wi!li POIOBIIIT ,rablel | | | | | | | | | FOR OFFICIAL USE ONLY | | | | • Claims.for exemption from the requirementthatthe annual reports be covered by the reports of an independent.public accountant rnust be suppprted by a statement off acts and circumstances relied on as the basis of the exemption, See 17 CFR 240.l7a~s(e)(1J(iiJ, ifapplicable. • • . Persons who are to respond to ihe collec;;Uon of Information c1mt1:1ined In thl:. form en: m~t required *io* r=poni:I unleiu;-i:hc form displays.a currentlv valld 01\11B control number. • • • {1}------------------------------------------------ #### OATH OR AFFIRMATION | I, Matthe…Read the full text as markdown