Full text of CU INVESTMENT SOLUTIONS LLC's X-17A-5/A filed 2025-12-02 (period 2025-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ED STATES KCHANGE COMMISSION on, D.C. 20549 UNITE SECURITIES AND EX Washingt OMB APPROVAL OMB Number: 3235-0123 Expires: Nov, 30, 2025 Estimated average burden hourr berrкррre 17 #### ARTI L REPORTS 1X-17A-5 PA ANNUA FORM | hourr berrкррre<br>17 | | |-----------------------|--| | | | | SEC FILE NUMBER | | | a-01-50400 | | | FILING FOR THE PERIOD BEGINNING | 10/01/202<br>24 | 09/30/2025<br>AND ENDING | | | |-----------------------------------------------------------------------------------------------------------------------------|-----------------------------------|----------------------------------|-----------------|--------------------------------------------| | | DD/YY<br>MM, | | | MM/DD/YY | | | A. REGISTRAN | IT IDENTIFICATION | | | | NAME OF FIRM: | CU Investment Solutions<br>s, LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives de | 1Security-based swap dев<br>ealer | | | Iviajor security-pased swap paicipant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do r | | not use a P.O. box no.) | | | | 8500 W 110th Street, Suite 650 | | | | | | | (No. a<br>and Street) | | | | | Overland Park | KS | | | 66210 | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILIN | NG | | | | | Matthew Jackson | 5235<br>913-912- | | | mjackson@cu-isi.org | | (Name) | (Area Code-Te<br>lephone Number) | | (Email Address) | | | | B. ACCOUNTAN | NT IDENTIFICATION | | | | INDEPENDENT POBLIC ACCOUNTAN whose repoib<br>Forvis Mazars, LLP | | ts are contalned in this Tiling | | | | | (Name- if individual, sta | te last, first, and middle name) | | | | 1201 Walnut Street, Suite 1700 Kar | nsas City | | MO | 64106 | | (Address)<br>10/16/2003 | (City) | 686 | (State) | (Zip Code) | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | FOR OFFI | CIAL USE ONLY | | | contained in this form are not required to respond unless the form CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of Information displays <sup>a</sup> currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | Matthew Jackson | swear (or affirm) that, to the best of my knowledge and belief, the | | |-------------------------------------------------------------------------|----------------------------------------------…Read the full text as markdown