Full text of MMA SECURITIES LLC's X-17A-5 filed 2022-02-22 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMIM ISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: # ANNUAL REPORTS FORM X-17A-5 PARTIII PUBLIC | SCHLENUMBER | | | | |-------------|--|--|--| 8-50591 #### FACING PAGE 4024 | Internation result of the same to they the re, TTCTC, and Toget the gestimes Frances may 1704 | | | | | | | | |-------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------|-----------------|--------------------------------------------|--|--|--|--| | FILING FOR THE PERIOD BECINING | 1/1/2021 | AND ENDING | 12/31/2021 | | | | | | | MM/DD/YY | | MM/DD/YY | | | | | | A REC STRANT DENTIFCATION | | | | | | | | | NAMEOFARM: MMA Securities LLC | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>2 Broker-dealer<br>[ Check here if respondent is also an OTC derivatives dealer | [ Security-based swap dealer _ _ _ _ Major security-based swap participant | | | | | | | | ADDRESSOF PRINCIPAL PLACE OF BUSINESS (Do not use a P.O. box no.) | | | | | | | | | 1166 Avenue of the Americas | | | | | | | | | | (No. and Street) | | | | | | | | New York | New York | 10036 | | | | | | | (Oty) | (State) | | (Zip Oode) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Kim Blackmore | (201) 284-4908 | | kim.blackmore@mmc.com | | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | | B ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLICACCOUNTANT whose reports are contained in this filing*<br>Deloitte & Touche LLP | | | | | | | | | | (Name-if individual, state last, first, and middle name) | | | | | | | | 30 Rockefeller Plaza | New York | New York | 10112 | | | | | | (Address) | (Olty) | (State) | (Zip Code) | | | | | | 10/20/2003 | | 34 | | | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | | * Taims for avemblion from the requirement that the annual renorts he reverted on independent public | FOR OFF CIALUSE ONLY | | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 OR240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information cont…Read the full text as markdown