MMA SECURITIES LLC X-17A-5 (2023-02-21) — Broker-dealer annual report

Full text of MMA SECURITIES LLC's X-17A-5 filed 2023-02-21 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ MMA SECURITIES LLC (An Indirect Wholly-Owned Subsidiary of Marsh & McLennan Companies, Inc.) SEC ID No. 8-5059 1 ### STATEMENT OF FTNANCIAL CONDITION AS OF DECEMBER 31, 2022 AN1 REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM \*\*\*\*\*\* This repor<sup>t</sup> is filed pursuan<sup>t</sup> to Rule 1 7a-5(e)(3) under the Securities Exchange Act of 1934 as <sup>a</sup> PUBLIC document. {1}------------------------------------------------ | 1<br>0<br>/<br>2<br>0<br>/<br>2<br>0<br>0<br>3 | | 3<br>4 | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------| | (A<br>dd<br>)<br>re<br>ss | (ci<br>)<br>ty | (S<br>tat | e) | (Z<br>ip<br>Co<br>de<br>) | | 3<br>0<br>R<br>k<br>ef<br>el<br>l<br>P<br>l<br>oc<br>er<br>az<br>a | k<br>N<br>Y<br>ew<br>or | N<br>Y<br>ew | k<br>or | 1<br>0<br>1<br>1<br>2 | | el<br>oi<br>D<br>tt<br>ou<br>e<br>e<br>(N<br>am<br>e | if<br>in<br>di<br>vi<br>du<br>al,<br>las<br>fir<br>d<br>id<br>sta<br>te<br>t,<br>st,<br>an<br>m<br>— | dl<br>e)<br>e<br>na<br>m | | | | IN<br>D<br>EP<br>EN<br>D<br>EN<br>T<br>PU<br>BL<br>IC<br>A<br>CC<br>O<br>U<br>N<br>TA<br>N<br>&<br>L<br>L<br>P<br>T<br>ch | T<br>ho<br>ai<br>d<br>rt<br>nt<br>w<br>se<br>re<br>po<br>s<br>ar<br>e<br>co<br>ne | fil<br>in<br>g*<br>in<br>th<br>is | | | | | A<br>CC<br>O<br>TA<br>CA<br>B.<br>U<br>N<br>N<br>T<br>ID<br>EN<br>TI<br>FI<br>TI | O<br>N | | | | (N<br>e)<br>am | (A<br>Co<br>de<br>Te<br>lep<br>ho<br>be<br>r)<br>Nu<br>re<br>a<br>ne<br>m<br>— | (E<br>ma | il<br>Ad<br>dr<br>s)<br>es | | | K<br>im<br>B<br>la<br>ck<br>m<br>or<br>e | 2<br>8<br>4<br>-4<br>9<br>0<br>8<br>(2<br>0<br>1<br>) | k<br>im<br>.b<br>la | ck<br>@<br>m<br>or<br>e<br>m<br>m<br>c.<br>co<br>m | | | PE<br>RS<br>ON<br>TO<br>CO<br>N<br>TA<br>CT<br>W<br>IT<br>H<br>RE<br>GA<br>RD | TO<br>TH<br>IS<br>FI<br>LI<br>NG | | | |…

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