Full text of PARETO SECURITIES INC.'s X-17A-5 filed 2025-03-27 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## PARE TO SECURITIES INC. Statement of Financial Condition and Reports oflndependent Registered Public Accounting Firm DECEMBER 31 , 2024 {1}------------------------------------------------ PARE TO SECURITIES INC. REPORT PURSUANT TO RULE 17a-5(d) DECEMBER 31 , 2024 {2}------------------------------------------------ ### **Index** | | PAGES | |--------------------------------------------------------|-----------| | Facing Page -<br>Oath or Affirmation | 1-2 | | Report oflndependent Registered Public Accounting Firm | 3 | | Statement of Financial Condition | 4 | | Notes to Financial Statement | 5 -<br>15 | {3}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** > **ANNUAL REPORTS FORM X-17 A-5 PART** Ill 0MB APPROVAL 0 MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-50796 **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01/2024** MM/DD/VY AND ENDING **12/3 <sup>1</sup> / <sup>2</sup> <sup>0</sup> 24** MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: PARETO SECURITIES **INC.** TYPE OF REGISTRANT (check all applicable boxes): C!J Broker-dealer D Security-based swap dealer D Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 150 E.52ND STREET, 29 FL (No. and Street) NEW YORK NY 10022 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING ANTONELLA SPAVENTA 212-829-4200 ANTONELLA.SPAVENTA@PARETOSEC.COM (Name) (Area Code -Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing \* Fulvio & Associates, LLP (Name - if individual, state last, first, and middle name) 5 West 37th Street New York NY 10018 (Address) (City) (State) (Zip Code) 12/20/2018 6529 **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to r…Read the full text as markdown