Full text of PARETO SECURITIES INC.'s X-17A-5 filed 2026-03-30 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### PARETO SECURITIES INC. Statement of Financial Condition and Report of Independent Registered Public Accounting Firm DECEMBER 31, 2025 {1}------------------------------------------------ ### {2}------------------------------------------------ #### Index | | ratus | |---------------------------------------------------------|-------| | Facing Page - Oath or Affirmation | | | Report of Independent Registered Public Accounting Firm | | | Statement of Financial Condition | 2 | | Notes to Financial Statement | 3-12 | {3}------------------------------------------------ #### **UNITED STATES** OMB Number: 3235-0123 **SECURITIES AND EXCHANGE COMMISSION** Expires: Nov. 30, 2026 **Washington, D.C. 20549** Estimated average burden | OMB APPROVAL | | | |--------------------------|--|--| | | | | | | | | | | | | | hours per response 12.00 | | | | | | | | | | | | | | | ## **ANNUAL AUDITED REPORT** SEC FILE NUMBER **FORM X-17A-5 8 - 50796 PART III** | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|--------------------------------------------| | REPORT FOR THE PERIOD BEGINNING | 01/01/2025 | AND ENDING | 12/31/2025 | | | MM/DD/YYYY | | MM/DD/YYYY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: | | PARETO SECURITIES INC. | | | TYPE OF REGISTRANT (check all applicable boxes):<br>; Broker-dealer<br>տ Security-based swap dealer<br>տ Check here if respondent is also an OTC derivatives dealer | | տ Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | 150 E.52ND STREET, 29 FL | | | | | (No. and Street) | | | | NEW YORK | NY | | 10022 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | ANTONELLA SPAVENTA | 212-829-4200 | ANTONELLA.SPAVENTA@PARETOSEC.COM | | | (Name) | (Area Code -- Telephone No.) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Fulvio & Associates, LLP | | | | | (Name – if individual, state last, first, and middle name) | | | | 5 West 37th Street | New York | NY |…Read the full text as markdown