HERNDON PLANT OAKLEY, LTD. X-17A-5 (2018-02-23) — Broker-dealer annual report

Full text of HERNDON PLANT OAKLEY, LTD.'s X-17A-5 filed 2018-02-23 (period 2017-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: HERNDON PLANT OAKLEY, LTD.
• Form: X-17A-5
• Filed: 2018-02-23
• Period: 2017-12-31
• Accession: 0001058485-18-000002
• CIK: 1058485
• File #: 8-50912
• Material weakness: No
• Auditor: Phillip V. George, PLLC
• Auditor location: Celeste, TX
• Contact: Elizabeth Ann Ragan
• Phone: 361-888-7611
• Signed by: Russell Brent Herndon (Partner)

Document text (excerpt)

X-17A-5 0001058485 XXXXXXXX LIVE true false false 01-01-2017 12-31-2017 Broker-dealer N HERNDON PLANT OAKLEY, LTD. 800 NORTH SHORELINE BLVD. SUITE 2200 SOUTH CORPUS CHRISTI TX 78401 Elizabeth Ann Ragan 361-888-7611 Phillip V. George, PLLC 5179 CR 1026 Celeste TX 75423 Certified Public Accountant Russell Brent Herndon HERNDON PLANT OAKLEY, LTD. 12-31-2017 Russell Brent Herndon Partner Y

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Original filing on SEC EDGAR (source of record)