Full text of HERNDON PLANT OAKLEY, LTD.'s X-17A-5 filed 2026-03-10 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MBAPPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ## **ANNUAL REPORTS FORM X-17A-5 PART III** | SEC FILE NUMBER | |-----------------| | 8-50912 | **FACING PAGE** | Information Required Pursuant to Rules | FACING PAGE<br>17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------|--------------------------------|-----------------|-------------| | FILING FOR THE PERIOD BEGINNING | Q1/01/2025 | AND ENDING | | 12/31/2025 | | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | Herndon<br>Plant<br>NAME OP FIRM- | Oakley<br>Ltd | | | | | all<br>TYPE OF REGISTRANT (check<br>applicable<br>X<br>Security-based<br>Broker-dealer<br>Check here if<br>respondent is also an OTC derivatives dealer | boxes):<br>swap<br>dealer | Major<br>security-based | swap | participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do | not<br>use a P.O. box | no.) | | | | STE<br>800<br>North<br>Shoreline<br>Blvd., | 2200<br>South | | | | | | (No. and Street) | | | | | Corpus<br>Christi | TX | | | 78401 | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Elizabeth<br>Ragan<br>Ann | 361-888-7611 | bragan@hpo.com | | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose<br>PLLC<br>Phillip<br>V.<br>George, | reports<br>are contained | filing*<br>in<br>this | | | | (Name-if | individual, state last, first, and middle name) | | | | | 5179<br>CR<br>1026 | Celeste | | TX | 75423 | | (Address)<br>' | (City) | | (State) | (Zip Code) | | 02/24/2009 | | 3366 | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if | | applicable) | | Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public<br>*<br>accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 | FOR OFFICIAL…Read the full text as markdown