Full text of ODDO BHF NEW YORK CORPORATION's X-17A-5 filed 2021-02-24 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Oddo BHF New York Corporation Statement of Financial Condition December 31, 2020 {1}------------------------------------------------ # **UNITED STATES SECURITIES AND EXCHANGE COMMISSION** **Washington, D.C. 20549** | 0MB Number: | | 3235-0123 | |--------------------------|--|-----------------| | Expires: | | August 31, 2023 | | Estimated average burden | | | | hours per response . | | 12.00 | **8-50975** SEC FILE NUMBER 0MB APPROVAL # **ANNUAL AUDITED REPORT FORM X-17 A-5 PART** Ill **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | ___<br>~0~l~/0~l/=2~02=0~<br>MMIDDIYY | ___<br>AND ENDING | ___<br>___<br>1=2~/3~1=/2~02=0<br>_ | | |----------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|-------------------|-------------------------------------|--| | | | MMIDDIYY | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALERS: Oddo BHF New York Corporation | | | OFFICIAL USE ONLY | | | | | | FIRM I.D. NO. | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | 150 East 52nd Street, 5th Floor | | | | | | New York | (No. and Street)<br>NY | | 10022 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | Philippe Bouclainville | | | 646-723-7405 | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | Raphael Goldberg Nikpour Cohen & Sullivan Certified Public Accountants PLLC | | | | | | | (Name - if individual, state last, first, middle name) | | | | | 97 Froehlich Farm Blvd. | Woodbury | NY | 11 797 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | Certified Public Accountants<br>IBJ<br>D<br>Public Accountant<br>D Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | *\*Claims f or exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of f acts and circumstances relied on as the basis for the exemption. See Section 240.17 a-5 (…Read the full text as markdown