Full text of ODDO BHF NEW YORK CORPORATION's X-17A-5 filed 2022-02-25 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Oddo BHF New York Corporation # Financial Statement of Condition And Report of Independent Registered Public Accounting Firm December 31, 2021 {1}------------------------------------------------ | | UNITED STATES | | | | | |--------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|----------------------------------------|--------------------------------|--|--| | SECURITIES AND EXCHANGE COMMISSION | | | OMB APPROVAL | | | | Washington, D.C. 20549 | | | OMB Number:<br>3235-0123 | | | | | | Expires: | October 31, 2023 | | | | | | | Estimated average burden | | | | | | hours per response | 12.00 | | | | ANNUAL AUDITED REPORT<br>FORM X-17A-5<br>PART III | | | SEC FILE NUMBER | | | | | | | | | | | | | | 8-50975 | | | | | FACING PAGE | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | REPORT FOR THE PERIOD BEGINNING | 01/01/2021 | AND ENDING | 12/31/2021 | | | | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | | | NAME OF FIRM: Oddo BHF New York Corporation | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | & Broker-dealer<br>□Security-based swap dealer | | □Major security-based swap participant | | | | | □ Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | 150 East 52nd Street, 5th Floor | | | | | | | | (No. and Street) | | | | | | New York | NY | | 10022 | | | | (City)<br>PERSON TO CONTACT WITH REGARD TO THIS FILING | (State) | | (Zip Code) | | | | Louis-Paul Roger | | | 646-723-7405 | | | | | | | (Area Code - Telephone Number) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | Raphael Goldberg Nikpour Cohen & Sullivan Certified Public Accountants PLLC | | | | | | | | (Name - if individual, state last, first, middle name) | | | | | | 97 Froehlich Farm Blvd. | Woodbury | NY | 11797 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 02/23/2010 | | | 5028 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | | | | | | * Claims for every…Read the full text as markdown