Full text of GEMINI CAPITAL L.L.C.'s X-17A-5 filed 2022-03-07 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## STATEMENT OF FINANCIAL CONDITION AND INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM REPORT DECEMBER 31, 2021 {1}------------------------------------------------ #### STATEMENT OF FINANCIAL CONDITION AND INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM REPORT DECEMBER 31, 2021 ## C O N T E N T S | | Page | |------------------------------------------------------------------------------------------------|------| | Facing Page | 1 | | Oath or Affirmation | 2 | | Report of Independent Registered Public Accounting Firm on<br>Statement of Financial Condition | 3 | | Statement of Financial Condition | 4 | | Notes to Statement of Financial Condition | 5-6 | {2}------------------------------------------------ {3}------------------------------------------------ | Steven Turnen | swear (or affirm) that, to the best of my knowledge and belief, the | |----------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------| | financial report pertaining to the firm of Gemini Capital, LLC | man and can can as of | | December 31 | , 2021 , is true and correct. I further swear (or affirm) that neither the company nor any | | as that of a customer. | partner, officer, director, or equivalent person, as the case may proprietary interest in any account classified solely | | | Signature:<br>Title:<br>Managing Member | | Notary Public.) | "OFFICIAL SEAL"<br>DONNA GENEROSE B SECREST | | This filing** contains (check all applicable boxes):<br>a (a) Statement of financial condition.<br>(b) Notes to consolidated statement of financial condition. | Notary Public - State of Illinois<br>My Commission Expires August 03, 2025 | - - - - - - - - - - - - - - - - - - - - - - - - - {4}------------------------------------------------  # REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM ON STATEMENT OF FINANCIAL CONDITION To the Members of Gemini Capital, LLC Chicago, Illinois # **Opinion on the Financial Statement** We have audited the accompanying statement of financial condition of Gemini Capital, LLC as of December 31, 2021, and the related notes (collectively referred to as the "financial statement"). In our opinion, the financial statement presents fairly, in all material respects, the financial pos…Read the full text as markdown