Full text of GEMINI CAPITAL L.L.C.'s X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DECEMBER 31 , 2022 {1}------------------------------------------------ ### STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DECEMBER 31 , 2022 # CONTENTS | | Page | |------------------------------------------------------------------------------------------------|------| | Facing Page | 1 | | Oath or Affirmation | 2 | | Report of Independent Registered Public Accounting Firm on<br>Statement of Financial Condition | 3 | | Statement of Financial Condition | 4 | | Notes to Statement of Financial Condition | 5-6 | {2}------------------------------------------------ | | | 0MB Number: 3235-0123<br>Ellplres: Oct. 31, 2023 | | |-----------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--| | | | Estimated average burden | | | | | hours per response: 12 | | | | | SEC FILE NUMBER | | | | | | | | | | 8-50996 | | | | | | | | | | | | | | | | | | | | AND ENDING December 31, 2022 | | | MM/DD/VY | | MM/0D/YV | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | (No. and Street) | | | | | | | | | | | | 60604 | | | | | (Zip Code) | | | | | | | | | | stumen@gemini-capital.com | | | | | (Email Address) | | | | | | | | | | | | | | | | | | | | | | | | | | | | Chicago | Illinois | 60606 | | | (City) | (State) | (Zip Code) | | | | 851 | | | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | PCAOB R istratlon Number, if a<br>icable | | | | | | | | | UNITED STATES<br>Washingt…Read the full text as markdown