Full text of ASTORIA CAPITAL MARKETS, INC.'s X-17A-5 filed 2025-02-28 (period 2024-01-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # STATEMENT OF FINANCIAL CONDITION DECEMBER 31 , 2024 This report is deemed PUBLIC in accordance with Rule 17a-5€(3) under the Securities Exchange Act of 1934 {1}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549<br>ANNUAL REPORTS<br>FORM X-17A-5 | | | 0MB APPROVAL<br>0MB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response: 12<br>SEC FILE NUMBER<br>8-51033 | | | |---------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------|-----------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------|--|--| | | PART Ill | | | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | FILING FOR THE PERIOD BEGINNING 1/01 | /2024<br>MM/DD/ VY | | AND ENDING 12/31/2024<br>MM/DD/VY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME oF FIRM: Astoria Capital Markets, Inc. | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>C!l Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D M<br>O Security-based swap dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | ajor security-based sw | | ap participant | | | | 344A Willis Avenue | | | | | | | | | (No. and Street ) | | | | | | | Mineola | NY | | | 11501 | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Carolyn C Carty | 631-224-9578 | | ccarty@optonline.net | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose report<br>Phillip V. George, PLLC | s are contained in this filing* | | | | | | | | (Name - if individual, state last, first, and middle name) | | | 75423 | | | | 5179 CR 1026 | Celeste<br>(City) | | TX<br>(State) | (Zip Code) | | | | (Address)<br>2/24/2009 | | 3366 | |…Read the full text as markdown