Full text of ASTORIA CAPITAL MARKETS, INC.'s X-17A-5 filed 2026-03-03 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2025 This report is deemed PUBLIC in accordance with Rule 17a-5€(3) under the Securities Exchange Act of 1934 PUBLIC {1}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | | | |---------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------|-----------------------------------------|--|--| | | ANNUAL REPORTS | | SECFILE NUMBER | | | | | FORM X-17A-5 | | 8-51033 | | | | | PART Il | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | FILING FOR THE PERIOD BEGINNING | 1/01 /2025<br>MM/DD/YY | AND ENDING | 1 2/31 /2025<br>MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | | | Astoria<br>NAME OF FIRM: | Markets,<br>Capital<br>Inc. | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>(=] Broker-dealer<br>[ Check here if respondent is also an OTC derivatives dealer | [ Security-based swap dealer | | [ Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.0. box no.) | | | | | | 344A Willis Avenue | | | | | | | | (No. and Street) | | | | | | Mineola | NY | | 11501 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Carolyn C Carty | ccarty@optonline.net<br>631-224-9578 | | | | | | (Name) | Code<br>— Telphone Number)<br>(Area | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | George,<br>Phillip V. | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>PLLC<br>(Name - if individual, state last, first, and middle name) | | | | | | 5179 CR<br>1026 | Celeste | X | 75423 | | | | (Address)<br>2/24/2009 | (city) | (State)<br>3366 | (Zip Code) | | | | | (PCAOB Registration Number, if applicable)<br>(Date of Registration with PCAOB)(if applicable) | | | | | | | FOR OFFICIAL USE ONLY | | | | | | CFR 240.17a-5(e)(1)(ii), if applicable | * Claims for exemption from the requirement that the annual reports be c…Read the full text as markdown