Full text of WESTCHESTER CAPITAL PLANNING, INC.'s X-17A-5 filed 2025-03-26 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | ANNUAL REPORTS | | |----------------|--| | FORM X-17A-5 | | | PART III | | # SEC FILE NUMBER FACING PAGE | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------|--------------------------------------------| | FILING FOR THE PERIOD BEGINNING | AND ENDING | 202<br>MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer @ Security-based swap dealer Major security-based swap participant<br>Check here if respondent is also an OTC derivatives dealer | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | (No. and Street) | | | honks | | | | | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Michae<br>KOSS | 5-476-4298 | | | (Name) | (Area Code - Telephone Number) (Email Address) | | | | B. Accountant identification | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | ame - if individual, state last, first, and middle name) | | | | | | | ia Av<br>(Address) | | 52 15<br>(State) (Zip Code) | | 200 | | | | 08<br>(Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | * Claims for exemption from the requirement that the annual reports of an independent public<br>accountant must be supported by a statement of facts and circumstances relled on as the basis of the exemption. See 17<br>CFR 240.17a-5(e)(1)(ii), if applicable. | | | 的 ക്കു Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION financial report pertaining to the firm of \_\_\_ wear (or affirm) that, to the best of my knowledge and belief, the counters, as of 12/ 31 2024, is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or eq…Read the full text as markdown