Full text of WESTCHESTER CAPITAL PLANNING, INC.'s X-17A-5 filed 2026-04-17 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden Г # ANNUAL REPORTS FORM X-17A-5 PART III | hours per response: 12 | | |------------------------|--| | SEC FILE NUMBER | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | FILING FOR THE PERIOD BEGINNING_______________________________________________________________________________________________________________________________________________<br>IN/DD/V<br>MM/DD/YY | | A. REGISTRANT IDENTIFICATION | | Plannin<br>Capital<br>Westchester | | TYPE OF REGISTRANT (check all applicable boxes):<br>ു (Broker-dealer<br>O Check here if respondent is also an OTC derivatives dealer | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | Millbroo<br>(No. and Street) | | erhonkso<br>(Zip Code)<br>(City)<br>(State) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | 845-476-4298<br>065 | | (Email Address)<br>(Area Code - Telephone Number)<br>(Name) | | B. ACCOUNTANT IDENTIFICATION | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | HAB and Compan | | (Nache - if individual, state last, first, and middle name) | | lia Ave<br>ાં રે ઠ | | (Zip Code)<br>(Address)<br>(State) | | 1839<br>JJly 28, 2004 | | (Date of Registration with PCAOB)(if applicable)<br>(PCAOB Registration Number, if applicable)<br>FOR OFFICIAL USE ONLY | | | | · Claims for exemption from the requirement that the annual reports of an independent public | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ **Sisnature:** ~ \* # **This flllng .. contains (check all applicable boxes):** - **Jil. (a)** Statement offinancial condition. - D (b) Notes to consolidated statement of financial condition. - **a** (c) Statement of income (loss) or, if there is…Read the full text as markdown