Full text of HANTZ FINANCIAL SERVICES, INC.'s X-17A-5 filed 2023-10-23 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-S PART Ill FACING PAGE** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-51291 **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01/2022** MM/DD/VY AND ENDING **12/31/2022** MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Hantz Financial Services, Inc (a Whol ly Owned Subsidiary of Hantz Group Inc.) **TYPE OF REGISTRANT (check all applicable boxes): C!l Broker-dealer** □ **Security-based swap dealer** □ **Major security-based swap participant** D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 26200 American Dr. Fifth Floor (No. and Street) Southfield Ml 48034 (City) {State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Renee Yaroch 248-304-2855 Renee.Yaroch@Hantzgroup.com {Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Plante & Moran, PLLC (Name - if individual, state last, first, and middle name) 2601 Cambridge Ct. Suite 500 **Auburn Hills** Ml 48326 (Address) (City) (State) (Zip Code) October 20, 2003 **166 r te of Reg;wafoo w;th PCAOB)Of applkableJ FOR OFFICIAL USE ONLY (PCAOB Reg;stcat;oo Nombec, ;f appl;cable)** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** **i** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** I, \_R\_en\_ee\_\_Y\_a\_roc\_\_h \_\_\_\_\_\_\_\_\_\_\_\_\_\_ � swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of Hantz Financial Services, I nc (a Wholly Own ed Subsidiary of Hantz Group Inc.) as of **12/31** 2� is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, o…Read the full text as markdown