Full text of HANTZ FINANCIAL SERVICES, INC.'s X-17A-5 filed 2024-02-21 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | | 0MB APPROVAL<br>0MB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response: 12 | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------------------------------------|-----------------|-----------------------------------------------------------------------------------------------------------------------|--| | ANNUAL REPORTS | | | | SEC FILE NUMBER | | | | FORM X-17A-S | | | | | | | PART Ill | | | 8-51291 | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>FILING FOR THE PERIOD BEGINNING O 1/01/2023 | FACING PAGE<br>MM/DD/YY | AND ENDING 12/31/2023 | | MM/DD/YY | | | | A.<br>REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: Hantz Financial Services, Inc. (a Wholly Owned Subsidiary of Hantz Group Inc.) | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>C!J Broker-dealer<br>0 Check here if respondent is also an OTC derivatives dealer | □<br>□ Security-based swap dealer | Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 26200 American Dr. Fifth Floor | | | | | | | | {No. and Street) | | | | | | Southfield | Ml | | | 48034 | | | {City) | {State) | | | {Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Renee Yaroch | 248-304-2855 | Renee.Yaroch@hantzgroup.com | | | | | {Name) | {Area Code - Telephone Number) | | {Email Address) | | | | | B.<br>ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Plante & Moran, PLLC | | | | | | | | {Name - if individual, state last, first, and middle name) | | | | | | 1 O S. Riverside Plaza, 9th Floor Chicago | | | lllinios | 60606 | | | {Address) | {City) | {State) | | {Zip Code) | | | October 20, 2003 | | 166 | | | | | "<br>T<br>of Registcatioo with PCAOB){if applicableJ<br>*<br>Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | FOR OFFICIAL USE ONLY | | | [PCAOB Registcatioo N ,mbe,, if applicable!<br>I | | \* Claims for exemption from the requir…Read the full text as markdown