Full text of AURORA SECURITIES INC's X-17A-5 filed 2022-03-29 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### **OATH** OR AFFIRMATION | LoR•<br>swear (or affirm) that, to the best of my knowledge and belief, the<br>_,,Cl ro, 5,; c.•r, :t). cs ~c,.<br>I,<br>• as of<br>financial report pertaining to the firm of | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--| | De C:e.N"\l;,e C<br>::. I<br>• 2 O'l-2.e is true and correct. I further swear (or affirm) that neither the company nor any<br>partner, officer, director, or equivalent person, as the case may be, has any proprietary Interest in any account classified solely<br>as that of a customer. | | | Signature:<br>e<br>KRISTEN BEDIENT<br>D<br>Notary Publlc, State of M1ch1gan<br>County of Oaklan.,<br>LP Title:<br>Exp1resCe::£1d:e-n+ a.n.J Ch<br>r<br>---+~===~~=~~=~~~--<br>My Comm1ss1on<br>l:C,t-""<br>Acting In the County of<br>Umrp\ •Q.l'\Ge ~ce.r<br>Notary Public | | | This filing** contains (check all applicable boxes):<br>i (a) Statement of financial condition.<br>(b) Notes to consolidated statement of financial condition.<br>(c) Statement of income (loss) or, if there is other comprehensive income In the period(s) presented, a statement of<br>comprehensive income (as defined in§ 210.1-02 of Regulation S-X). | | | )(<br>(d) Statement of cash flows.<br>')i( (e) Statement of changes in stockholders' or partners' or sole proprietor's equity.<br>D<br>(f) Statement of changes in liabilities subordinated to claims of creditors.<br>Jii(, (g) Notes to consolidated financial statements.<br>)i!" (h) Computation of net capital under 17 CFR 240.15c3-l or 17 CFR 240.18a-l, as applicable. | | | D<br>(i) Computation of tangible net worth under 17 CFR 240.18a-2.<br>)I'.' (j) Computation for determination of customer reserve requirements pursuant to Exhibit A to 17 CFR 240.15c3-3.<br>D<br>(k) Computation for determination of security-based swap reserve requirements pursuant to Exhibit B to 17 CFR 240.15c3-3 or<br>Exhibit A to 17 CFR 240.lBa-4, as applicable. | | | (I) Computation for Determination of PAB Requirements under Exhibit A to§ 240.15c3-3.<br>D<br>□ (m) Information relating…Read the full text as markdown