Full text of AURORA SECURITIES INC's X-17A-5 filed 2025-03-27 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | | 0MB APPROVAL | | | |----------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------|--|--| | | UNITED STATES | 0MB Number: 3235-0123 | | | | | SECURITIES AND EXCHANGE COMMISSION | Expires: Nov. 30, 2026 | | | | | Washington, D.C. 20549 | Estimated average burden<br>hours per response: 12 | | | | | ANNUAL REPORTS | SEC FILE NUMBER | | | | | FORM X-17A-5 | | | | | | | | | | | | PART Ill | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-1Z, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | | | | AND ENDING 12/31/2024<br>FILING FOR THE PERIOD BEGINNING O 1/01/2024 | | | | | | | MM/DD/VY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: Aurora Securities, Inc. | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>l:!l Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | D Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 2565 West Maple Road | | | | | | | (No. and Street) | | | | | Troy | Ml | 48084 | | | | (City) | (State) | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Lori Kamen | 248-414-1955 | lkamen@sassetmgmt.com | | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• | | | | | Sanville & Company | | | | | | | (Name- if individual, state last, first, and middle name) | | | | | 325 N. St. Paul Street, Suite 3100 | Dallas | 75201<br>TX | | | | (Address) | (City) | (State)<br>(Zip Code) | | | | 9/18/2003 | | 169 | | | | rte of Reg"1ratioa w;th PCAOBIC• appHcab~) | | •-•"<br>N"mbe,, • applkable)<br>(PCAOB | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | • Oaims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of informati…Read the full text as markdown