Full text of TJM INVESTMENTS, LLC's X-17A-5 filed 2021-03-31 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # CONSOLIDATED STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DECEMBER 31, 2020 {1}------------------------------------------------ ## CONSOLIDATED 67\$7(0(172)FINANCIAL &21',7,21 AND 5(32572)INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DECEMBER 31, 2020 ### CONTENTS | | Page | |---------------------------------------------------------------------------------------------------------|------| | Facing Page | 1 | | Oath or Affirmation | 2 | | Report of Independent Registered Public Accounting Firm<br>on &RQVROLGDWHG6WDWHPHQWRI)LQDQFLDO&RQGLWLRQ | 3 | | Consolidated Statement of Financial Condition | | | Notes to Consolidated 6WDWHPHQWRIFinancial&RQGLWLRQ | | {2}------------------------------------------------ UNITED STATES SECURITIES ANDEXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL Expires: October 31, 2023 Estimated average burden hours per response .. . . . . . . 12.00 3235-0123 SEC FILE NUMBER 8-51370 OMB Number: # ANNUAL AUDITED REPORT FORM X-17A-5 PART III FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING January 1, 2020 | | | AND ENDING December 31, 2020 | | |----------------------------------------------------------------------------------------------------------|--------------------------------------------------------|----------|--------------------------------|--| | | MM/DD YY | | MM DD Y Y | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: TJM Investments, LLC | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>318 W. Adams St., 9th Floor | | | FIRM I.D. NO. | | | | (No. and Street) | | | | | Chicago | Illinois | | 60606 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Colleen Risinger 312-432-5102 | | | | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | Jesser, Ravid, Jason, Basso and Farber, LLP | | | | | | | (Name - if individual, state last, first, middle name) | | | | | 150 N. Wacker Dr., Ste. 3100 | Chicago | Illinois | 60606 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | Certified Public Accountant | | | | | | Public Accounta…Read the full text as markdown