Full text of TJM INVESTMENTS, LLC's X-17A-5 filed 2023-03-31 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # CONSOLIDATED STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DECEMBER 31, 2022 {1}------------------------------------------------ # CONSOLIDATED STATEMENT OF FINANCIAL CONDITION AND INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM REPORT # YEAR ENDED DECEMBER 31, 2022 ## CONTENTS | | Page | |-------------------------------------------------------------------------------------------------------------|------| | Facing Page | 1 | | Oath or Affirmation | 2 | | Report of Independent Registered Public Accounting Firm<br>on Consolidated Statement of Financial Condition | 3 | | Consolidated Statement of Financial Condition | 4 | | Notes to Consolidated Statement of Financial Condition | 5-10 | {2}------------------------------------------------ | FILING FOR THE PERIOD BEGINNING 1/1/2022 | | | _AND ENDING 12/31/2022 | | |--------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|----------|-----------------------------------------|--------------------------------------------| | | MM/DD/YY | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: TJM Investments, LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | 2 Broker-dealer Security-based swap dealer<br>Check here if respondent is also an OTC derivatives dealer | | | _ Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 318 W ADAMS ST., FL 9 | | | | | | | (No. and Street) | | | | | Chicago | | Illinois | | 60606 | | (City) | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Colleen Risinger | 312 432-5102 | | | colleen@tjmbrokerage.com | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. Accountant IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Jesser, Ravid, Jason, Basso and Farber, LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 150 N. Wacker Drive, Suite 3100 | Chicago | | Illinois | COSOC | | (Address) | (City) | | (State) | (Zip Code) | | 11/05/2003 | | | 851 | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | * Claims for ex…Read the full text as markdown