Full text of FHN FINANCIAL SECURITIES CORP.'s X-17A-5 filed 2022-03-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ (A Wholly Owned Subsidiary of First Horizon Bank) Statement of Financial Condition December 31, 2021 (With Reports of Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ | | | SEC FILE NUMBER | | |--|--|-----------------|--| | FILING FOR THE PERIOD BEGINNING | 01/01/2021 | AND ENDING | 12/31/2021 | | |---------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|------------|--------------------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: | FHN FINANCIAL SECURITIES CORP | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>IXI Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | [ Security-based swap dealer | | _ Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 845 CROSSOVER LANE, SUITE 150 | | | | | | (No. and Street) | | | | | | MEMPHIS | TN | | 38117 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | DONALD A RITCHESON | 901-435-8014 | | DON.RITCHESON@FHNFINANCIAL.COM | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>KPMG LLP | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 6070 POPLAR AVE, SUITE 450 | MEMPHIS | TN | 38119 | | | (Address) | (City) | (State) | (Zip Code) | | | 10/20/2003 | | 185 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | * Claims for exemption from the requirement that the annual reports of an independent public | FOR OFFICIAL USE ONLY | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 | | | | | {2}------------------------------------------------  - - - - - - - - - - - - - - - - - - - - - - - - - - - {3}------------------------------------------------  KPMG LLP Triad Centre III Suite 450 6070 Poplar Avenue Memphis, TN 38119-3901 ## **Report of Independent Registered Public Accounting Firm** To the Stockholder and the Board of Directo…Read the full text as markdown