Full text of FHN FINANCIAL SECURITIES CORP.'s X-17A-5 filed 2024-02-23 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ (A Wholly Owned Subsidiary of First Horizon Bank) Statement of Financial Condition December 31, 2023 (With Report of Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ {2}------------------------------------------------ | Donald A Ritcheson | swear (or affirm) that, to the best of my knowledge and belief, the | |---------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------| | tinancial report pertaining to the firm of FHN Financial Securities Corp. | as as o | | 12/31 | , 2023 , is true and correct. I further swear (or affirm) that neither the company nor an | | | partner, officer, director, or equivalent person, as the casemay he, has any proprietary interest in any account classified solel | | as that of a customer. | N | | | <br>STATE<br>- Signature<br>TENNESSEE<br>NOTARY | | | ್ಷ Title:<br>PUBLIC | | | Chief Financial Officer | | Notary Public | My Commission Expires June 17, 2026 | | This filing** contains (check all applicable boxes): | | - - - - - - - - - - - - - - - - - - - - - - - - - - - {3}------------------------------------------------  KPMG LLP Triad Centre III Suite 450 6070 Poplar Avenue Memphis, TN 38119-3901 ## **Report of Independent Registered Public Accounting Firm** To the Stockholder and the Board of Directors FHN Financial Securities Corp.: ## *Opinion on the Financial Statement* We have audited the accompanying statement of financial condition of FHN Financial Securities Corp. (the Company) as of December 31, 2023, and the related notes (collectively, the financial statement). In our opinion, the financial statement presents fairly, in all material respects, the financial position of the Company as of December 31, 2023, in conformity with U.S. generally accepted accounting principles. ## *Basis for Opinion* This financial statement is the responsibility of the Company's management. Our responsibility is to express an opinion on this financial statement based on our audit. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) (PCAOB) and are required to be independent with respect to the Company in accordance with the U.S. federal securities laws and the applicable rules and regulations of the Securiti…Read the full text as markdown