Full text of MARCO POLO SECURITIES INC.'s X-17A-5 filed 2024-04-01 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** SEC FILE NUMBER 8-51480 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | ----------<br>11112023 | AND ENDING | -----------<br>1213112023 | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------|----------------------------------------------|--|--|--| | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME OF Fl RM: __ M_a_r_co_P_o_lo_S_ec_u_r_it_ie_s_l_nc_. ____________________ | | | _ | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>00 Broker-dealer<br>□ Security-based swap dealer<br>D Check here if respondent is also an OTC derivatives dealer | | | □ Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 1230 Avenue of the Americas, 16th floor | | | | | | | | | {No. and Street) | | | | | | | New York City | NY | | 10020 | | | | | {City) | {State) | | {Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Alex Mack | 917-923-1478<br>amack@mpsecurities.com | | | | | | | {Name) | {Area Code -Telephone Number) | | {Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | | | | | | | | Assurance Dimensions | {Name - if individual, state last, first, and middle name) | | | | | | | | | | | | | | | 4920 West Cypress Street | Tampa | FL | 33607 | | | | | {Address) | {City) | {State) | {Zip Code) | | | | | 04/13/2010<br>5036 | | | | | | | | (rte of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) I | | | | | | FOR OFFICIAL USE ONLY | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.…Read the full text as markdown