Full text of MARCO POLO SECURITIES LLC's X-17A-5 filed 2026-04-16 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-51480 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING 1 /1 /25 | --------- | AND ENDING 12/31 /25 | |------------------------------------------|-----------|----------------------| | | MW DD NY | MWDDNY | **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: Marco Polo Securities Inc. TYPE OF REGISTRANT (check all applicable boxes): C!J Broker-dealer □ Security-based swap dealer □ Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 1230 Avenue of the Americas, 16th floor | | | | |---------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------------------|----------------------------------------------| | | (No. and Street) | | | | New York City | NY | | 10020 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Alexander Mack | 917-923-1478 | amack@mpsecurities.com | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Assurance Dimensions | | | | | | (Name - if individual, state last, first, and middle name) | | | | 3111 N University Dr, Suite 621 | Coral Springs | FL | 33065 | | (Address) | (City) | (State) | (Zip Code) | | 04/13/2010 | | 5036 | | | (rte of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) I | | | FOR OFFICIAL USE ONLY | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}-----------------------------------…Read the full text as markdown