Full text of FEF DISTRIBUTORS, LLC's X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **FEF Distributors, LLC** Securities Investor Protection Corporation Form SIPC-7 Report of Independent Registered Public Accounting Firm on Applying Agreed-Upon Procedures Year Ended December 31, 2019 This report is deemed CONFIDENTIAL in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934. {1}------------------------------------------------ UNITEDSTATES SECURITI ES AND EXCHANGE COMM ISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: August3l,2020 Estimated average burden hours perresponse.. . . . . 12.00 ## ANNUAL AUDITED REPORT FORM X-l7A-5 PART III | SEC FILE NUMBER | |-----------------| 8- 51483 FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | 01t01t19 | AND ENDING | 12t31119 | | |---------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|------------|--------------------------------------------------|--| | | MM/DDiYY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: FEF Distributors, LLC | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P'O. Box No') | | | FIRM I.D. NO | | | 1345 Avenue of the Americas | | | | | | | (No. and Street) | | | | | New York | NY | | 10105 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Chun Fong | | | (212) 698-3451<br>(Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEpENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>Ernst & Young LLP | (Name - if individual, stale last, first, middle name) | | | | | | New York | NY | 10036 | | | 5 Times Square<br>(Address) | (City; | (State) | (Zip Code) | | | CHECK ONE:<br>{<br>Certifi ed Public Accountant<br>Public Accountant<br>Accountant not resident in United States or any of its possessions' | FOR OFFICIAL USE | ONLY | | | | | | | | | \*Claimsfor exemptionfrom the requirement that the annual reporl be covered by the opinion ofan independent public accountanl mustbesupportedbyastalementoffactsandcircumstancesreliedonasthebasisfortheexemption. SeeSection240.lTa-S(e)(2) > Potentlal persons who are to respond to the collection ol informa…Read the full text as markdown