Full text of FEF DISTRIBUTORS, LLC's X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Statements and Information December 3L,2020 Supplemental This report is deemed CONFIDENTIAL in accordance with Rule l7a-5(ex3) under the Securities Exchange Act of 1934. {1}------------------------------------------------ TJNITEDSTATES SECURITIES AI,{ D EXCHANG E COMM ISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours perresponse., . . . . 12.00 ### ANNUAL AUDITED HEPOHT FORM X-l7A-5 PART III | | SEC FILE NUMBER | |---------|-----------------| | & 51483 | | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the securities Exchange Act of 1934 and Rule l7a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | 01/0ilza | AND ElrDrNG | 12t31t20 | |-------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|------------------------------------|-----------------------------------| | | MM/DD/YY | | MIWDDTTY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: FEF Distributors, LLC<br>ADDRESS OF PRINCIPAL PLACE OF BUSTNESS: (Do nor use p.O. Box No.) | | OFFICIAL USE ONLY<br>FIRM I.D. NO. | | | | | | | | | (No. and Street) | | | | New York | NY | | 10105 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Chun Fong | | | (2121698-3451 | | | | | (Area Code -<br>Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOIJNTANT whose opinion is contained in this Reportf<br>Emst & Young LLP | (Name - if individual, state last, first, middte name) | | | | 5 Times Square | New York | Ny | 1 0036 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | Public Accountant<br>Accountant | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | | | | | | | | | | | | | | | | | | \*ClaitJts for exemptionfrom the requiremenl that the annual report be covered by ttu opinion of an independent public accounranl must be supported by a statemeil offacts and circumstances relied on as the basis for ihe exeiption. See Section 240. I 7a-5(e)(2) Potential persons who are to respond to the eollection of Information contained in this form aie not required to respond unless the form displays a currently valid OMB};trol hufiGi sEc 1410 (1 1-05) {2}-----------------------------…Read the full text as markdown