Full text of COLDSTREAM SECURITIES, INC.'s X-17A-5 filed 2025-02-27 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ## ANNUAL REPORTS FORM X-17A-5 PART III SEC FILE NUMBER FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | MM/DD/YY | MM/DD/YY | |--------------------------------------------|----------|-----------------------| | siling for the period beginning 01/01/2024 | | AND ENDING 12/31/2024 | #### A. REGISTRANT IDENTIFICATION ## NAME OF FIRM: Coldstream Securities, Inc. TYPE OF REGISTRANT (check all applicable boxes): | Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## One 100th Avenue NE Suite 102 | | | (No. and Street) | | | |---------------------------------------------------------------------------|--------------|------------------------------------------------------------|-----------------|--------------------------------------------| | Bellevue | | WA | | 98004 | | (City) | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Erika Yelle | 425-283-1604 | | | erika.yelle@coldstream.com | | (Name) | | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Moss Adams LLP | | (Name - if individual, state last, first, and middle name) | | | | 999 Third Avenue Suite 2800 | | Seattle | WA | 98104-4019 | | | | (City) | (State) | (Zip Code) | | (Address)<br>10/16/2003 | | | 659 | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | on from the requirement that the annual reports be covered by the reports of an independent p accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION swear (or affirm) that, to the best of my knowledge and belief, the I, Erika Yelle financial report pertaining to the firm of Coldstream Secur…Read the full text as markdown