Full text of COLDSTREAM SECURITIES, INC.'s X-17A-5 filed 2026-02-26 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** ## **ANNUAL REPORTS FORM X-17A-S PART** Ill 0MB APPROVAL 0MB Number: 3235·0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the·Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **01/01/2025** AND ENDING **12/31/2025** MM/DD/VY MM/DD/YV **A. REGISTRANT IDENTIFICATION** ## NAME OF FIRM: Coldstream Securities, Inc. TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a **P.O.** box no.) ## One 100th Avenue NE Suite 102 | (No. and Street) | | | | | |----------------------------------------------|--------------|-----------------------------|--|--| | Bellevue | WA | 98004 | | | | (City) | (State) | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Erika Yelle | 425-283-1604 | erika. yelle@coldstream.com | | | (Name) (Area Code - Telephone Number) (Email Address) ### **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* ### Baker Tilly US LLP | | | (Name - if individual, state last, first, and middle name) | | | |-----------------------------|----------------------|------------------------------------------------------------|---------|------------| | 999 Third Avenue Suite 2800 | | Seattle | WA | 98104-4019 | | (Address) | | (City) | (State) | (Zip Code) | | | | | 23 | | | " '' ''"'"'""'" with<br>l | PCAOBJl;I appllo>~•I | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an ind ependent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e}(l)lii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### OATH **OR AFFIRMATION** | I, Erika Yelle | swear {or affirm) that, to the best of my knowledge and belief, the | |---------------------------------…Read the full text as markdown